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LIBRARY

At Compliance Matters UK Limited we provide experienced professional compliance and regulatory services to UK FCA & PRA authorised and regulated firms.

At Compliance Matters, our aim is to advise and support FCA & PRA regulated firms by providing downloadable resources such as briefing documents, fact sheets and guides to help you maintain a greater understanding of the financial services market and any regulatory changes that may affect your firm and employees.

CMUK Services Brochure Cover

Compliance Matters UK Limited - Our Services Brochure

SM & CR Rediness Solution Cover

Compliance Matters UK Limited - SM & CR Rediness Solution

Non-Financial Misconduct Cover

Compliance Matters UK Limited - Non-Financial Misconduct

The Purpose of a Business Cover

Compliance Matters UK Limited - The Purpose of a Business

CMUK Practical Compliance - Succession P

Practical Compliance June 2020 - Succession Planning Guide

Are You Ready for the Senior Managers Regime - Oct 2019

Practical Compliance October 2019 - Are You Ready for the Senior Managers Regime?

Continuous Professional Development

Practical Compliance June 2019 - Continuous Professional Development Guide

Senior Managers & Certification Regime

Practical Compliance April 2019 - Guide to Senior Managers & Certification Regime

Sustainability Investing

Practical Compliance December 2018 - Sustainability Investing Guide

Crypto Currency & Blockchain

Practical Compliance October 2018 - Guide to Cryptocurrency & Blockchain

Insurance Distribution Directive

Practical Compliance June 2018 - Guide to the Insurance Distribution Directive

Pension Freedoms

Practical Compliance April 2018 - Pension Freedoms Guide

Business Culture

Practical Compliance February 2018 - Business Culture Guide

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