At Compliance Matters UK Limited, we specialise in supporting the needs of boutique advisory firms in London and the South East with a range of services which enable them to conduct their regulatory duties to a high professional standard. We invite you to book a free no-obligation consultation so we can learn more about your regulatory business goals.
Key Services:
Training & Competence
As a regulated business, maintaining training and competence is a requirement of your ongoing operational duties. At Compliance Matters UK, we offer access to a comprehensive T&C training platform including training and development plans for each individual. If you already have a scheme in place, we can review your current scheme and recommend enhancements or changes in line with your business’ individual needs and goals.
For over 20 years, Skillcast has been helping companies in the UK and beyond to create compliance awareness and inspire their employees to act with integrity.
We help companies engage with their employees to transform their workplace cultures with our e-learning, RegTech tools and compliance management system.
A History of Regulatory Service
With over 30 years’ financial services experience gained within banks, lenders and advisory firms, we have a wealth of experience and understanding of financial institutions, the regulation surrounding protection, pensions, investment and mortgage advice and administration procedures.
Read our latest news articles:
Our latest article has just been published in the July 2024 issue of T-CNews, discussing the FCA Review of Enforcement.
Click here to read today.
