The Consumer Duty Board Report Deadline: are you there yet?
An echo of the plaintive cry from a child in the back seat of the car. As we approach the 31st July deadline for the Consumer Duty...
Compliance Digest - 21st June 2024
Welcome to this week’s Compliance Digest. Here is a summary of some of the issues that have come into my industry news feeds this week....
Non-financial misconduct: a question of culture?
The FCA opened the current decade with a Dear CEO letter entitled “non-financial misconduct in wholesale general insurance firms”. Four...
Compliance Digest - 24th May 2024
This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...
Unlocking Growth: How our Training & Competence Platform Can Elevate Your Financial Services Firm
When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...
Why Your Financial Advisory Firm Needs a Comprehensive Training & Competence Scheme
When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...
Solvency UK
Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability
