

Compliance Matters: Week ending 4th April 2026
Here us this week’s food for thought. Short this week, but with all the detail in the hotlinks.


Compliance Matters: Week ending 13th February 2026
Hove (actually) Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail. The opening article did not lend itself to a hyperlink. Easter and Tax Year End It is worth noting that Good Friday is 3rd April this year, meaning the tax year effectively ends on Thursday 2nd April. Product providers will want applications in the days before that. Some providers


Compliance Matters 13th September 2024
Autumn is upon us, the Oak Tree outside our house is starting to acquire the tinge that tell us it is getting ready to shed its leaves. ...


Compliance Digest - 31st May 2024
Welcome to this week’s Compliance Digest. Here is a selection of issues that were highlighted in my various industry news feeds over the...


Compliance Digest - 26th April 2024
Dear CEO letter Asset Management firms Extending SDR regime to Portfolio Management Finalised non‑handbook guidance on the...


Compliance Digest: 19th April 2024
Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...








































