Here is a digest of regulatory issues that have come into my inbox this week. I have provided high-level summaries and hyperlinks to documents that give further detail. Protection advice is about people, not policies Oxford Risk: Your suitability fears are unfairly restricting your clients’ growth 3.3 million people will be hit by the salary sacrifice cap. New regime for securities and what consumers should look out for Stablecoins: preparing for disruption Protection advi

Here is a digest of regulatory issues that have come into my inbox this week. I have provided high-level summaries and hyperlinks to documents that give further detail. FCA highlights good practice and risks in complex ETPs for retail investors Tax and disability in the UK: review of trusts and other savings options FCA publishes webpages on the new crypto regulation regime Should income protection become a cornerstone of financial planning? FCA highlights good practice an

If you have picked up your emails while on holiday – don’t it will still be here on your return. I am away next week in rural...

Welcome to this week’s Compliance Digest. Here is a summary of some of the issues that have come into my industry news feeds this week....

Welcome to this week’s Compliance Digest. This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...

This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...

William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...

Each week I will summarise a number of articles from my various industry news feeds that are of interest to our section of the industry...