Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail. Sequencing risk – the silent threat to retirement plans A smarter approach to communicating the FCA’s regulatory priorities Influencers fined for issuing unauthorised financial promotions Sequencing risk – the silent threat to retirement plans Sequencing risk, or sequence of returns risk, is the d

Autumn is upon us, the Oak Tree outside our house is starting to acquire the tinge that tell us it is getting ready to shed its leaves. ...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

An echo of the plaintive cry from a child in the back seat of the car. As we approach the 31st July deadline for the Consumer Duty...

Your firm receives a complaint, how do you react? Are you angry? Are you affronted? Do you think, “what did we get wrong and how do we...

Welcome to this week’s Compliance Digest. Here is a summary of two of the issues that have come into my industry news feeds this week....