August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

After a couple of weeks away, my compliance blog returns.  Here are some of the regulatory issues that have come across my desk from my...

Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...

The FCA opened the current decade with a Dear CEO letter entitled “non-financial misconduct in wholesale general insurance firms”.  Four...

Welcome to this week’s compliance digest.  The FCA has been busy this week.  It has published its business plan for 2024/25, and the...

Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability