Compliance Digest - 22nd December 2023
Welcome to the last Compliance Digest of 2023. This is a summary of FCA activity and articles from various industry news feeds that are of interest to the advisory sector of the industry. May I wish you all a very Happy Christmas and best wishes for 2024.
This week we cover:
· Advice Guidance Boundary Review: Early thinking on how to fix the advice gap
· Eversheds Sutherland Festive Barker’s Dozen
· Cyber resilience good practice for firms
Advice Guidance Boundary Review: Early thinking on how to fix the advice gap
In the Compliance Digest for week ending 1 December 2023, we covered the FCA and HMT advice guidance discussion paper. Herbert Smith Freehills has published a useful summary.
Eversheds Sutherland Festive Barker’s Dozen
Here is a pun laden 18-minute edition of Francios Barker’s Dozen looking at the pension landscape for 2024. Before you click the link ensure you tune your pun radar to the Christmas setting.
Cyber resilience good practice for firms
The FCA and PRA have published the latest annual CBEST thematic report which is in ha hyperlink in the new story.
Ian Ashleigh
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