Here is a digest of regulatory issues that have come across my desk this week. Where relevant, I have provided high-level summaries and hyperlinks to documents that give further detail. Getting your clients’ important documents in order Bank of Scotland fined for a breach of financial sanctions regime Executive Income Protection The Purpose of a Business Getting your clients’ important documents in order We have a good number of elderly clients, most of whom have heirs a

It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

Tackling financial crime is a priority for the FCA. As part of its responsibility to help ensure the integrity of the UK financial...

William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...

Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...

This is a summary of some of the regulatory issues that have come from my various news feeds this week. A bit of a bumper edition with...