• Home

  • About

    • Privacy Policy
  • Services

  • Resources

  • Contact

  • More

    Use tab to navigate through the menu items.
    Why MiFID II Makes Commercial Sense

    Why MiFID II Makes Commercial Sense

    There has been much written about MiFID II in the run up to its inception on 3rd January 2018 and since. The majority of the commentary...
    Guide to Risk Profiling

    Guide to Risk Profiling

    Assessing your client’s attitude to risk is an essential element of the financial planning process. In addition, the regulator expects...
    Featured Posts
    2020: The Regulatory Horizon for Financial Services

    2020: The Regulatory Horizon for Financial Services

    A Guide to Training & Competence

    A Guide to Training & Competence

    Guide to Risk Profiling

    Guide to Risk Profiling

    Business Announcement

    Business Announcement

    Code of Conduct - Embedding Your Culture

    Code of Conduct - Embedding Your Culture

    Recent Posts
    2020: The Regulatory Horizon for Financial Services

    2020: The Regulatory Horizon for Financial Services

    Why MiFID II Makes Commercial Sense

    Why MiFID II Makes Commercial Sense

    A Guide to Training & Competence

    A Guide to Training & Competence

    A Practical Guide to Financial Promotions

    A Practical Guide to Financial Promotions

    Guide to Risk Profiling

    Guide to Risk Profiling

    Business Announcement

    Business Announcement

    Code of Conduct - Embedding Your Culture

    Code of Conduct - Embedding Your Culture

    Archive
    • March 2020 (1) 1 post
    • February 2018 (1) 1 post
    • December 2017 (1) 1 post
    • November 2017 (2) 2 posts
    • January 2017 (1) 1 post
    • October 2016 (1) 1 post
    Search By Tags
    No tags yet.
    Follow Us
    • Facebook Basic Square
    • Twitter Basic Square
    • Google+ Basic Square

    QUICK LINKS:

    ​

    • Home
       

    • About
       

    • Services
       

    • Privacy & Cookie Policy

    CONTACT US:

    ​

    41 Cavalier Way

    East Grinstead

    West Sussex

    RH19 4SE

    Tel: 07768 422213

    Email: contact@compliancematters.co.uk

    • LinkedIn

    Registered in England

    Company Registration no 5017344 

    © 2020 Compliance Matters UK Limited