The Consumer Duty Board Report Deadline: are you there yet?
An echo of the plaintive cry from a child in the back seat of the car.  As we approach the 31st July deadline for the Consumer Duty...
Compliance Digest - 19th July 2024
It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...
Complaints: Why the role of the FOS is so important for your firm and your clients
When responding to a complaint, no matter how well you write your final response letter, if you reject a complaint, some clients will...
Dealing with Complaints in the Right Way
Your firm receives a complaint, how do you react? Are you angry? Are you affronted? Do you think, “what did we get wrong and how do we...
Compliance Digest: 14th June 2024
Welcome to this week’s Compliance Digest. Here is a summary of two of the issues that have come into my industry news feeds this week....