Here is a digest of regulatory issues that have come across my desk this week. Where relevant, I have provided high-level summaries and hyperlinks to documents that give further detail. Getting your clients’ important documents in order Bank of Scotland fined for a breach of financial sanctions regime Executive Income Protection The Purpose of a Business Getting your clients’ important documents in order We have a good number of elderly clients, most of whom have heirs a

Welcome to this week’s Compliance Matters. Here is a digest of regulatory issues that have come into my inbox this week. FCA’s...

It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...

It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...