Here we are at the end of June, and we have had some warm weather down here near the South Coast, I hope you have been able to take...

Welcome to this week’s Compliance Digest. Here is a summary of some of the issues that have come into my industry news feeds this week....

Tackling financial crime is a priority for the FCA. As part of its responsibility to help ensure the integrity of the UK financial...

Welcome to this week’s Compliance Digest. This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...

The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...

Welcome to this week’s Compliance Digest. Here is a selection of issues that were highlighted in my various industry news feeds over the...

Finding the right Training and Competence (T&C) solution is crucial for ensuring ongoing compliance and fostering professional...

This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...

Welcome to this week’s Compliance Digest. Here is a summary of issues that have been highlighted in my various industry news feeds over...

It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...