As the trees acquire their autumnal hue, and the mornings become damp and darker, we are moving towards the end of the year.  It is not...

It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest.  The FCA has been busy and there have...

August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...

Schools in England have broken up for the Summer at the same time as schools in Scotland start preparing for the new term.  Summer cannot...

It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...

It has been relatively quiet this week in the lead up to the General Election.  We will see what the new Government does with the...

Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...

Tackling financial crime is a priority for the FCA.  As part of its responsibility to help ensure the integrity of the UK financial...