

Compliance Matters: Week ending 20th February 2026
Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail.


Compliance Matters: Week ending 16th January 2026
Here is a digest of regulatory issues that have come into my inbox this week. I have provided high-level summaries and hyperlinks to documents that give further detail. FCA highlights good practice and risks in complex ETPs for retail investors Tax and disability in the UK: review of trusts and other savings options FCA publishes webpages on the new crypto regulation regime Should income protection become a cornerstone of financial planning? FCA highlights good practice an


Compliace Matters week ending 9th January 2026
Here is a digest of regulatory issues that have come into my inbox this week.
• IHT planning following the changes to pensions
• Pension value to be put under the spotlight
Tackling non‑financial misconduct in financial services
Deepening Outcomes Under the Consumer Duty
FCA removes contactless payments limit


Compliance Matters 13th September 2024
Autumn is upon us, the Oak Tree outside our house is starting to acquire the tinge that tell us it is getting ready to shed its leaves. ...


Compliance Matters: week ending 16th August 2024
After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...


Compliance Digest - 19th July 2024
It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...








































