Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail. Sequencing risk – the silent threat to retirement plans A smarter approach to communicating the FCA’s regulatory priorities Influencers fined for issuing unauthorised financial promotions Sequencing risk – the silent threat to retirement plans Sequencing risk, or sequence of returns risk, is the d

Welcome to this week’s Compliance Digest. Here is a summary of issues that have been highlighted in my various industry news feeds over...

I hope you had a good Easter. Here is the last Compliance Digest of the financial year. Companies House begins phased roll out of new...

This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. FCA requests...

Effective advertising will encourage clients and prospective clients to find out more about your firm and the services you offer. ...