Why Your Financial Advisory Firm Needs a Comprehensive Training & Competence Scheme
When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...
Compliance Digest: 19th April 2024
Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...
Compliance Digest: 8th December 2023
This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...
Solvency UK
Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability