

Compliance Matters: Week ending 4th April 2026
Here us this week’s food for thought. Short this week, but with all the detail in the hotlinks.


Compliance Matters: Week ending 23rd January 2026
Here is a digest of regulatory issues that have come into my inbox this week. I have provided high-level summaries and hyperlinks to documents that give further detail. Protection advice is about people, not policies Oxford Risk: Your suitability fears are unfairly restricting your clients’ growth 3.3 million people will be hit by the salary sacrifice cap. New regime for securities and what consumers should look out for Stablecoins: preparing for disruption Protection advi


Compliace Matters week ending 9th January 2026
Here is a digest of regulatory issues that have come into my inbox this week.
• IHT planning following the changes to pensions
• Pension value to be put under the spotlight
Tackling non‑financial misconduct in financial services
Deepening Outcomes Under the Consumer Duty
FCA removes contactless payments limit


Compliance Matters: week ending 8th November 2024
Welcome to this week’s Compliance Matters. Here is a digest of regulatory issues that have come into my inbox this week. FCA’s...


Compliance Matters: week ending 1st November 2024
There have been enough column inches written about Wednesday’s Budget Statement. You will be grateful that I do not intend to add to the...


Compliance Matters: week ending 4th October 2024
It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...


Compliance Digest: 6th September 2024
August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...


Compliance Matters: 30th August 2024
After a couple of weeks away, my compliance blog returns. Here are some of the regulatory issues that have come across my desk from my...


Compliance Matters: week ending 16th August 2024
After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...


Compliance Digest - 19th July 2024
It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...








































