Compliance Digest - 10th May 2024
It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...
Compliance Digest - 26th April 2024
Dear CEO letter Asset Management firms Extending SDR regime to Portfolio Management Finalised non‑handbook guidance on the...
Compliance Digest: 19th April 2024
Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...
Compliance Digest - 12th April 2024
We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates. The end of the week, however, has...
Compliance Digest - 22nd March 2024
Welcome to this week’s compliance digest. The FCA has been busy this week. It has published its business plan for 2024/25, and the...
Compliance Digest - 15th March 2024
William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...