

Compliace Matters week ending 9th January 2026
Here is a digest of regulatory issues that have come into my inbox this week.
• IHT planning following the changes to pensions
• Pension value to be put under the spotlight
Tackling non‑financial misconduct in financial services
Deepening Outcomes Under the Consumer Duty
FCA removes contactless payments limit


Compliance Matters: week ending 8th November 2024
Welcome to this week’s Compliance Matters. Here is a digest of regulatory issues that have come into my inbox this week. FCA’s...


Compliance Matters: week ending 1st November 2024
There have been enough column inches written about Wednesday’s Budget Statement. You will be grateful that I do not intend to add to the...


Compliance Matters: week ending 4th October 2024
It was nice to spend a long weekend in Edinburgh hence the gap since my last Compliance Digest. The FCA has been busy and there have...


Compliance Digest: 6th September 2024
August has turned into September, meaning that many of us have put our suitcases away for the time being and sharpened our pencils,...


Compliance Matters: 30th August 2024
After a couple of weeks away, my compliance blog returns. Here are some of the regulatory issues that have come across my desk from my...


Compliance Matters: week ending 16th August 2024
After a week away in the Oxfordshire sunshine, the Compliance Digest returns with a summary of recent FCA activity and a note about...


Compliance Digest - 19th July 2024
It has been another relatively quiet week, apart from the King’s Speech – as ever, the devil will be in the detail as legislation is...


Compliance Digest - 7th May 2024
Welcome to this week’s Compliance Digest. This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...


The Consumer Duty Board Report Deadline is Looming - Are You Ready?
The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...








































