The FCA opened the current decade with a Dear CEO letter entitled “non-financial misconduct in wholesale general insurance firms”.  Four...

Welcome to this week’s Compliance Digest.  Here is a summary of two of the issues that have come into my industry news feeds this week....

Tackling financial crime is a priority for the FCA.  As part of its responsibility to help ensure the integrity of the UK financial...

Welcome to this week’s Compliance Digest.  This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...

The FCA requires each firm’s Board or Governing Body (Board) to review and approve annually an assessment of whether the firm is...

Welcome to this week’s Compliance Digest.  Here is a selection of issues that were highlighted in my various industry news feeds over the...

Finding the right Training and Competence (T&C) solution is crucial for ensuring ongoing compliance and fostering professional...

This week came with the announcement that the General Election will be on 4th July.  Will a new Government continue to deliver the...

At Compliance Matters UK Limited, we're passionate about empowering financial services professionals to reach their full potential.  Our...

Welcome to this week’s Compliance Digest.  Here is a summary of issues that have been highlighted in my various industry news feeds over...