Welcome to this week’s Compliance Digest. This week I focus on two particular issues. The Regulatory Perimeter A UK Finance publication:...

Welcome to this week’s Compliance Digest. Here is a selection of issues that were highlighted in my various industry news feeds over the...

This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...

It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...

When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...

This week I launched my new website. Please visit www.compliancematters.co.uk to see what has changed. Watch for more developments to...

Watch out for exciting news regarding my website and a CPD proposition from 1st May. This week there has been a little new from the FCA,...

We have survived tax-year end and now have the challenge of Transitional Tax-Free Amount Certificates. The end of the week, however, has...

I hope you had a good Easter. Here is the last Compliance Digest of the financial year. Companies House begins phased roll out of new...

Welcome to this week’s compliance digest. The FCA has been busy this week. It has published its business plan for 2024/25, and the...