

Compliance Matters: Week ending 27th February 2026
Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail. Sequencing risk – the silent threat to retirement plans A smarter approach to communicating the FCA’s regulatory priorities Influencers fined for issuing unauthorised financial promotions Sequencing risk – the silent threat to retirement plans Sequencing risk, or sequence of returns risk, is the d


Compliance Matters: Week ending 20th February 2026
Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail.


Compliance Matters: Week ending 13th February 2026
Hove (actually) Here is a digest of issues that have come across my desk this week. Where relevant, I have provided high-level summaries with hyperlinks to documents that give further detail. The opening article did not lend itself to a hyperlink. Easter and Tax Year End It is worth noting that Good Friday is 3rd April this year, meaning the tax year effectively ends on Thursday 2nd April. Product providers will want applications in the days before that. Some providers


Compliance Digest: 8th December 2023
This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...








































