Compliance Digest - 26th April 2024
Dear CEO letter Asset Management firms Extending SDR regime to Portfolio Management Finalised non‑handbook guidance on the...
Compliance Digest - 9th February 2024
This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. Shifting the...
Compliance Digest - 2nd February 2024
UK Compliance Digest - 2nd February 2024 including topics on economic crime regime, PRA Fines, Pensions, Educational Select Committe
Compliance Digest: 12th January 2024
This is a summary of some of the regulatory issues that have come from my various news feeds this week. A bit of a bumper edition with...
Solvency UK
Solvency II sets out regulatory requirements for insurance firms and groups, covering financial resources, governance and accountability