

Compliance Matters: Week ending 23rd January 2026
Here is a digest of regulatory issues that have come into my inbox this week. I have provided high-level summaries and hyperlinks to documents that give further detail. Protection advice is about people, not policies Oxford Risk: Your suitability fears are unfairly restricting your clients’ growth 3.3 million people will be hit by the salary sacrifice cap. New regime for securities and what consumers should look out for Stablecoins: preparing for disruption Protection advi


Corporate Finance Firms: Read Our Analysis of the FCA's Portfolio Letter - September 2023
Introduction The FCA issued a comprehensive Dear CEO in September 2023 to Corporate Finance Firms (CFF), outlining its critical...


Compliance Digest - 24th May 2024
This week came with the announcement that the General Election will be on 4th July. Will a new Government continue to deliver the...








































