Unlocking Growth: How our Training & Competence Platform Can Elevate Your Financial Services Firm
When you’re building an advisory business in UK financial services, staying ahead isn't just about keeping up with the latest trends;...
Compliance Digest - 10th May 2024
It has been quiet again on the regulation front. This week I cover two issues in depth. I have summarised reactions to the FCA...
Why Your Financial Advisory Firm Needs a Comprehensive Training & Competence Scheme
When you work in the complex and very changeable world of delivering high-quality and professional financial and investment advice,...
Compliance Digest - 22nd March 2024
Welcome to this week’s compliance digest. The FCA has been busy this week. It has published its business plan for 2024/25, and the...
Compliance Digest - 15th March 2024
William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...
Compliance Digest - 8th March 2024
Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...