

Compliance Digest - 15th March 2024
William Shakespeare wrote “Beware the Ides of March”. I hope today is or has been drama free. To help you navigate the regulatory...


Compliance Digest - 8th March 2024
Welcome to this week’s Compliance Matters, my weekly digest of news and issues facing our industry. The hallmarks of a future-fit...


Compliance Digest: 23rd February 2024
This week’s digest has a focus on the Consumer Duty which will be high on the FCA’s agenda throughout 2024. I also have revisited...


Compliance Digest - 16th February 2024
This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. FCA requests...


Compliance Digest - 9th February 2024
This is a summary of some of the regulatory issues that have come from the FCA, PRA, and my various news feeds this week. Shifting the...


Compliance Digest - 2nd February 2024
UK Compliance Digest - 2nd February 2024 including topics on economic crime regime, PRA Fines, Pensions, Educational Select Committe


Compliance Digest: 26th January 2024
This is a summary of some of the regulatory issues that have come from the FCA, PRA and my various news feeds this week. Are capital...


Compliance Digest: 19th January 2024
This is a summary of some of the regulatory issues that have come from my various news feeds this week. It is a week for reviewing 2023...


Compliance Digest: 12th January 2024
This is a summary of some of the regulatory issues that have come from my various news feeds this week. A bit of a bumper edition with...


Compliance Digest - 15th December 2023
This is a summary of FCA activity this week and articles from various industry news feeds that are of interest to the advisory sector of...








































